{
 "record": {
  "schema": "allooloo-eco/1.0",
  "object": "Electronic Compliance Object",
  "market": "ae",
  "country": "United Arab Emirates",
  "region": "Middle East and Africa",
  "host": "ae-eco.ai",
  "hunted": "2026-10-23",
  "fields": {
   "regulator": {
    "value": "Capital Market Authority (CMA), formerly the Securities and Commodities Authority (SCA)",
    "url": "https://www.uaecma.gov.ae/en/home.aspx",
    "source": "https://www.uaecma.gov.ae/en/home.aspx (sca.gov.ae 301-redirects here)",
    "state": "sourced"
   },
   "exchanges": {
    "value": [
     {
      "name": "Dubai Financial Market PJSC (DFM)",
      "listings_page": "https://www.dfm.ae/the-exchange/news-disclosures/disclosures"
     },
     {
      "name": "Abu Dhabi Securities Exchange (ADX)",
      "listings_page": null
     }
    ],
    "source": "https://www.dfm.ae/ (DFM); https://www.adx.ae/-/media/adx/related-documents/market-rules/adx-rules-book-english.pdf (ADX named as 'Abu Dhabi Securities Exchange'; adx.ae HTML pages returned 403). Nasdaq Dubai / DFSA not checked.",
    "state": "sourced"
   },
   "regulated_information_store": {
    "value": "DFM Disclosures page (price-sensitive information such as quarterly/annual financial statements); ADX equivalent not retrievable",
    "url": "https://www.dfm.ae/the-exchange/news-disclosures/disclosures",
    "source": "https://www.dfm.ae/the-exchange/news-disclosures/disclosures",
    "state": "sourced"
   },
   "periodic_disclosure": {
    "value": [
     {
      "report": "DFM Local Company: interim (unaudited but reviewed) quarterly financial statements",
      "deadline": "within forty-five (45) days from the end of the quarter"
     },
     {
      "report": "DFM Local Company: summary of preliminary year-end financial statements (unaudited, not reviewed)",
      "deadline": "within forty-five (45) days of the end of the financial year"
     },
     {
      "report": "DFM Local Company: board report incl. audited year-end financial statements and external auditor's report",
      "deadline": "within ninety (90) days of the end of its financial year"
     },
     {
      "report": "ADX Local Company (Art. 9): integrated annual report (board report, audited financial statements, auditor's report, sustainability and governance reports)",
      "deadline": "within (90) days of the end of its fiscal year, or, at least, ten days before the convening of its general assembly, whichever comes first"
     },
     {
      "report": "ADX Local Company (Art. 9): comparative quarterly report with financial statements audited by its auditor",
      "deadline": "within (45) days of the end date of the relevant quarter"
     },
     {
      "report": "ADX Local Company (Art. 9): summary of final accounts (preliminary, unaudited nor reviewed)",
      "deadline": "within (45) days of the end of the fiscal year"
     }
    ],
    "source": "https://assets.dfm.ae/docs/default-source/market-rules/dfm-listing-rules-module-english.pdf?sfvrsn=82811f81_10 (2025 Module Two Listing Rules, Part for Local Companies); https://www.adx.ae/-/media/adx/related-documents/market-rules/adx-rules-book-english.pdf (Operational Rules Booklet, Listing and Disclosure Regulations Art. 9)",
    "state": "sourced"
   },
   "ad_hoc_regime": {
    "value": "DFM Listing Rules 1.10(b): an Issuer shall provide information and reports to the Market immediately following the occurrence of the event to which they relate, save where an alternative timeframe is stipulated; Rule 1.11 inside information must be published, with delay permitted only if conditions are met and the Market is immediately informed. ADX Art. 9(1): information, reports and decisions that may affect the price of its securities as soon as the company becomes aware of this information or as soon as the relevant reports and decisions are issued",
    "source": "https://assets.dfm.ae/docs/default-source/market-rules/dfm-listing-rules-module-english.pdf?sfvrsn=82811f81_10 ; https://www.adx.ae/-/media/adx/related-documents/market-rules/adx-rules-book-english.pdf",
    "state": "sourced"
   },
   "filing_format": {
    "value": null,
    "state": "not found",
    "checked": [
     "https://assets.dfm.ae/docs/default-source/market-rules/dfm-listing-rules-module-english.pdf?sfvrsn=82811f81_10 (no XBRL/format rule found; financial statements per international accounting standards accepted by the Authority; signed by chairman or authorised senior management)",
     "https://www.adx.ae/-/media/adx/related-documents/market-rules/adx-rules-book-english.pdf",
     "https://www.adx.ae/ (403)"
    ]
   },
   "isin_prefix": {
    "value": "AE - ANNA lists three entries under the AE prefix: Capital Markets Authority (CMA) for the United Arab Emirates; Nasdaq Dubai Ltd. for UAE-DIFC; Abu Dhabi Global Markets (ADGM) as Other",
    "source": "https://www.anna-web.org/home/anna-members/",
    "state": "sourced"
   },
   "lei": {
    "value": null,
    "state": "not found",
    "checked": [
     "https://www.gleif.org/en/about-lei/how-to-get-an-lei-find-lei-issuing-organizations (JS filter, no entries returned)",
     "DFM Listing Rules 2025 (no LEI requirement found by keyword search)"
    ]
   },
   "market_calendar": {
    "value": "DFM Settlement and Trading Calendar page (dates did not render in fetch)",
    "url": "https://www.dfm.ae/the-exchange/news-disclosures/settlement-trading-calendar",
    "source": "https://www.dfm.ae/the-exchange/news-disclosures/settlement-trading-calendar",
    "state": "sourced"
   },
   "filing_languages": {
    "value": "DFM: information and reports in Arabic unless the Market directs or permits otherwise (Rule 1.10(e)(ii)). ADX rules refer to announcements in Arabic and English and notices in newspapers with at least one in Arabic; no single filing-language rule for periodic reports read",
    "source": "https://assets.dfm.ae/docs/default-source/market-rules/dfm-listing-rules-module-english.pdf?sfvrsn=82811f81_10",
    "state": "sourced"
   },
   "trading_halts_page": {
    "value": "DFM Listing Rules 1.12 'Suspensions of trading' (rule text); no live halts page found on DFM homepage or ADX",
    "url": "https://assets.dfm.ae/docs/default-source/market-rules/dfm-listing-rules-module-english.pdf?sfvrsn=82811f81_10",
    "source": "https://assets.dfm.ae/docs/default-source/market-rules/dfm-listing-rules-module-english.pdf?sfvrsn=82811f81_10",
    "state": "sourced"
   },
   "store_lookup_url": {
    "value": "DFM Disclosures page - filter by Type, 'Select Companies', date range, keyword",
    "url": "https://www.dfm.ae/the-exchange/news-disclosures/disclosures",
    "source": "https://www.dfm.ae/the-exchange/news-disclosures/disclosures",
    "state": "sourced"
   },
   "duty": {
    "value": "SCA (now CMA) suitability — Rulebook (Manual of the Financial Activities, Chairman Resolution No. 13/Chairman of 2021), Section Three, Ch. 2, Art. 8 (onshore); DFSA Rulebook COB 3.4 Suitability (DIFC)",
    "url": "https://legislation.uaecma.gov.ae/en/article-8-meeting-clients-suitability-and-appropriateness-standards",
    "source": "https://legislation.uaecma.gov.ae/en/article-8-meeting-clients-suitability-and-appropriateness-standards ; https://dfsaen.thomsonreuters.com/rulebook/cob-342",
    "state": "sourced",
    "quote": "SCA Art. 8: 'The licensed body that makes a recommendation to the client ... is obligated to meet the client the following suitability standards' | DFSA COB 3.4.2: 'an Authorised Firm must not recommend to a Client a financial product or financial service,'",
    "note": "corrected from the candidate citation: Both regimes were confirmed on 2026-10-25. Onshore: the candidate gave no article. The provision is Art. 8, 'Meeting the client's Suitability and Appropriateness standards', in the Rulebook (No. 13/Chairman/2021, Official Gazette 16/5/2021, shown as In-Force), under Section Three: Business Practice, Chapter Two. Art. 8 'First: Suitability standards' applies to recommendations or execution on a complex financial product and exempts professional investors and counterparties. That resolution repealed the earlier SCA Board Resolution No. (05/R) of 2020 on suitability and appropriateness. sca.gov.ae now redirects to uaecma.gov.ae: the regulator is operating as the Capital Market Authority (CMA), and its rulebook host is legislation.uaecma.gov.ae. A separate Art. 17 'Suitability Standards' under No. (04/Chairman)/2026 covers virtual assets only and is not the general provision. DIFC: the DFSA Rulebook COB 3.4 page is headed 'COB 3.4 Suitability', and COB 3.4.2 holds the suitability-assessment rule. Status of the dfsaen.thomsonreuters.com host was taken as given: the brief names it as the DFSA's official rulebook host.",
    "hunted": "2026-10-25"
   }
  },
  "pages_checked": [
   "https://www.sca.gov.ae/en/home.aspx (301 to uaecma.gov.ae)",
   "https://www.uaecma.gov.ae/en/home.aspx",
   "https://www.adx.ae/ (403)",
   "https://www.adx.ae/english/pages/default.aspx (403)",
   "https://www.adx.ae/main-market/companies-all (403)",
   "https://adxservices.adx.ae/WebServices/DataServices/contentDownload.aspx?doc=2464772 (parse error)",
   "https://www.adx.ae/-/media/adx/related-documents/market-rules/adx-rules-book-english.pdf",
   "https://www.dfm.ae/",
   "https://www.dfm.ae/the-exchange/news-disclosures/disclosures",
   "https://www.dfm.ae/the-exchange/news-disclosures/settlement-trading-calendar",
   "https://assets.dfm.ae/docs/default-source/market-rules/dfm-listing-rules-module-english.pdf?sfvrsn=82811f81_10",
   "https://www.anna-web.org/home/anna-members/",
   "https://www.gleif.org/en/about-lei/how-to-get-an-lei-find-lei-issuing-organizations",
   "https://www.sca.gov.ae/en/regulations.aspx",
   "https://www.uaecma.gov.ae/en/regulations.aspx",
   "https://regulations.sca.gov.ae/en-us/",
   "https://legislation.uaecma.gov.ae/en",
   "https://legislation.uaecma.gov.ae/en/article-8-meeting-clients-suitability-and-appropriateness-standards",
   "https://legislation.uaecma.gov.ae/en/article-17-suitability-standards",
   "https://legislation.uaecma.gov.ae/en/authority%E2%80%99s-board-directors-resolution-no-05r-2020-concerning-suitability-and-appropriateness",
   "https://dfsaen.thomsonreuters.com/rulebook/cob-34-suitability",
   "https://dfsaen.thomsonreuters.com/rulebook/cob-342"
  ],
  "notes": [
   "ADX rulebook text still names the regulator as 'Securities and Commodities Authority' (pre-rename); version date of the booklet is not stated.",
   "Deadlines above apply to local (UAE-incorporated) companies; foreign, free zone and private companies have variants not captured. DFSA / Nasdaq Dubai / ADGM regimes not hunted.",
   "ADX HTML site returns 403; only the adx.ae media PDF was readable.",
   "duty line added 2026-10-25 (DAY ORDER 5), verified on the regulator's own page"
  ],
  "sourced": 11,
  "not_found": [
   "filing_format",
   "lei"
  ],
  "node": {
   "live": true,
   "node": "ae-cm-kg",
   "example": {
    "isin": "AEE000301011",
    "name": "Emaar Properties PJSC",
    "ticker": "AEE000301011",
    "record_url": "https://mcp.ae-cm-kg.ai/record/XDFM/AEE000301011",
    "isin_on_node": true
   }
  }
 },
 "sha256": "9dcef29623b3660b77b3274fb724e517ea1a55554ba7cf9efc02f70dc776ee91",
 "signature": {
  "alg": "EdDSA",
  "kid": "allooloo-eco-2026-10",
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  "signature": "6N_E3mGzxtw9ofAeEcqAqbscZ-NI10zOEjX4hMSrmAy_wBWcU2XUL3rJfLlXqjB1wfcUMkFI08WIFd-jtcJ4CA",
  "jwks": "https://ae-eco.ai/.well-known/jwks.json",
  "over": "base64url(protected) + '.' + base64url(canonical JSON of record)"
 },
 "signature_note": null,
 "node_status": {
  "live": true,
  "line": "NODE LIVE · the apex did not answer at render; door https://mcp.ae-cm-kg.ai/mcp",
  "door": "https://mcp.ae-cm-kg.ai/mcp"
 },
 "build": {
  "built": "2026-10-26",
  "hunt": "2026-10-23,2026-10-24,2026-10-25",
  "file": "eco-2026-10-26.json",
  "signed": true
 }
}